Securities Fraud Lawyer Maryland
Securities fraud in Maryland is prosecuted under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, carrying up to 25 years in federal prison; Law Offices Of SRIS, P.C. has extensive criminal defense experience across Maryland, including 4,739+ firm-wide documented results with a 93%+ favorable outcome rate.
Understanding Securities Fraud Under Federal Law
Securities fraud, codified under 18 U.S.C. § 1348 (securities and commodities fraud) and 15 U.S.C. § 78ff (penalties for Securities Exchange Act violations), includes insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. The maximum penalty for securities fraud is 25 years in federal prison, with additional fines, restitution, and asset forfeiture. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in the U.S. District Court for the District of Maryland, with divisions in Baltimore and Greenbelt. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience. Law Offices Of SRIS, P.C. — Advocacy Without Borders — has handled extensive criminal defense experience in Maryland.
Last verified: April 2026 | U.S. District Court for the District of Maryland | 18 U.S.C. § 1348 (Cornell LII)
Official Legal References
For the official text of federal securities fraud statutes, see 18 U.S.C. § 1348 (U.S. Department of Justice — official site) and 15 U.S.C. § 78ff (U.S. Securities and Exchange Commission — official site).
Insider Perspective on Federal Securities Fraud Cases in Maryland
In the U.S. District Court for the District of Maryland, federal prosecutors routinely use grand jury subpoenas and wiretaps to build securities fraud cases. We have observed that early intervention often leads to better outcomes.
- Do not speak to investigators without your attorney present.
- Preserve all financial records, emails, and trading data.
- Contact a Securities Fraud Lawyer Maryland immediately.
- Review the indictment or criminal complaint with your SEC violation lawyer Maryland.
- Negotiate with prosecutors or prepare for trial.
- Consider cooperation or plea options if appropriate.
Penalties for Securities Fraud in Maryland
In Maryland, securities fraud under 18 U.S.C. § 1348 carries a maximum penalty of 25 years in federal prison, with fines up to $5 million for individuals and $25 million for entities.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million (individuals) | Loss of professional licenses (e.g., FINRA, Series 7) | Restitution, asset forfeiture, supervised release |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5 million (individuals) | Loss of securities licenses | Disgorgement of profits, civil penalties |
| Conspiracy to Commit Securities Fraud (18 U.S.C. § 1349) | Federal Felony | Up to 25 years | Up to $5 million (individuals) | Loss of professional licenses | Restitution, asset forfeiture |
Results may vary.
Why Choose Law Offices Of SRIS, P.C. for Your Securities Fraud Defense?
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Law Offices Of SRIS, P.C. — Advocacy Without Borders — has handled extensive criminal defense experience in Maryland, including federal securities fraud cases. Our team includes Kristen M. Fisher, Former Maryland Assistant State’s Attorney, who brings firsthand prosecutorial insight to your defense.
Your Securities Fraud Defense Team
Case Results in Securities Fraud and Related Matters
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Maryland, including 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, with a favorable-outcome rate above 93%. Results may vary. Case results depend on a variety of factors unique to each case.
Our Location and Service Area
Our location in Rockville is approximately 30 miles from the U.S. District Court for the District of Maryland (Greenbelt Division), with access via I-270 and I-495. As a Securities Fraud Lawyer Maryland, we serve clients throughout the state, including the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Potomac, Bowie, College Park, Upper Marlboro, Columbia, Annapolis, Frederick, Towson, and Baltimore. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Securities Fraud in Maryland
What is securities fraud under federal law?
Securities fraud under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff covers insider trading, market manipulation, and material misrepresentation. Maximum penalty: 25 years in federal prison. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases.
Securities fraud under 18 U.S.C. § 1348 carries up to 25 years in federal prison.
What should I do if I am facing securities fraud charges in Maryland?
If facing securities fraud charges in Maryland, contact a Securities Fraud Lawyer Maryland immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines require prompt action.
Contact a Securities Fraud Lawyer Maryland immediately and preserve all documents.
How does a Securities Fraud Lawyer Maryland defend against insider trading charges?
Defense strategies for insider trading in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced investment fraud defense lawyer Maryland evaluates the specific facts under 18 U.S.C. § 1341-1349 to build the strongest possible defense.
An investment fraud defense lawyer Maryland challenges evidence and negotiates with prosecutors.
Can securities fraud charges be reduced or dismissed in Maryland?
Yes. An SEC violation lawyer Maryland can negotiate with federal prosecutors for charge reductions or dismissals based on insufficient evidence, procedural errors, or cooperation with authorities. The U.S. District Court for the District of Maryland handles these cases.
An SEC violation lawyer Maryland can negotiate for charge reductions or dismissals.
How does a Virginia lawyer defend against securities fraud charges?
Defense strategies for securities fraud in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense.
What should I do if I am facing securities fraud charges in Virginia?
If facing securities fraud charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Virginia law require prompt action.
Related Practice Areas and Locations
For more information about our services, visit our Criminal Defense Lawyer Maryland hub page. You may also be interested in our Petit Larceny Lawyer Frederick County or Assault Lawyer Frederick County pages.
Last verified: April 2026