Securities fraud in Montgomery County, Maryland, is prosecuted under federal statutes including 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, carrying penalties of up to 25 years imprisonment. Law Offices Of SRIS, P.C. has 21 documented results in Montgomery County across all practice areas, with a 95% favorable outcome rate.
Securities Fraud Lawyer Montgomery County, Maryland
Securities fraud includes insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. Under federal law, 18 U.S.C. § 1348 criminalizes schemes to defraud investors, while 15 U.S.C. § 78ff imposes penalties for willful violations of the Securities Exchange Act of 1934. In Montgomery County, these charges are prosecuted in the U.S. District Court for the District of Maryland (Greenbelt Division). A conviction can result in up to 25 years in federal prison, fines, restitution, and asset forfeiture. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience.
Last verified: April 2026 | District Court of MD for Montgomery County | Maryland Judiciary
For the full text of federal securities fraud statutes, see 18 U.S.C. § 1348 (U.S. Department of Justice — official site). For Maryland-specific criminal procedure, see Md. Code, Criminal Law Article (Maryland General Assembly — official site).
In the U.S. District Court for the District of Maryland (Greenbelt Division), federal prosecutors routinely use grand jury subpoenas and search warrants to gather evidence in securities fraud investigations. We have observed that early intervention — before charges are filed — can significantly influence the outcome.
- Do not speak to investigators without your attorney present.
- Preserve all financial documents, emails, and trading records.
- Contact a securities fraud lawyer immediately upon learning of an investigation.
- Do not destroy or alter any evidence — this can lead to separate obstruction charges.
- Your attorney will evaluate potential defenses, including lack of intent or insufficient evidence.
- Negotiate with prosecutors before indictment when possible.
In Montgomery County, securities fraud carries severe federal penalties including imprisonment, fines, and asset forfeiture.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 (individuals) or $25,000,000 (entities) | Potential SEC bars from securities industry | Restitution, asset forfeiture, supervised release |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 (individuals) | SEC bars from serving as officer/director | Disgorgement of profits, civil penalties |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our team has handled complex securities fraud cases at both state and federal levels, providing strategic defense for clients in Montgomery County.
Law Offices Of SRIS, P.C. has 21 documented results in Montgomery County: 5 dismissed or not guilty, 28 reduced or amended — a favorable-outcome rate of 95%. Results may vary. Case results depend on a variety of factors unique to each case.
Our location in Rockville is approximately 5 miles from the District Court of MD for Montgomery County, with access via I-270 and Route 355 (Rockville Pike).
Securities fraud lawyer near Montgomery County.
Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, Chevy Chase.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
(888) 437-7747
Frequently Asked Questions About Securities Fraud in Montgomery County
What is Probation Before Judgment (PBJ) in Montgomery County, Maryland?
PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). After probation, PBJ cases can be expunged (3-year waiting period).
Yes. PBJ avoids a formal conviction on your record and is available for many offenses at District Court of MD for Montgomery County.
Can I get my criminal record expunged in Montgomery County, Maryland?
Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Montgomery County are expunged through the court where the case was heard (District Court of MD for Montgomery County).
Yes. Expungement is available for acquittals, dismissals, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act.
What happens after a criminal arrest in Montgomery County, Maryland?
After arrest in Montgomery County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). Felonies go to Montgomery County Circuit Court.
After arrest, you will have an initial appearance before a commissioner, a bail review hearing within 24 hours if detained, then arraignment and trial.
Do I need a lawyer for a misdemeanor in Montgomery County, Maryland?
Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal. Contact SRIS at (888) 437-7747.
Yes. Many misdemeanors carry jail time, and an attorney can negotiate PBJ to avoid a conviction on your record.
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
Federal charges carry harsher penalties, no parole, and are prosecuted by the U.S. Attorney. An experienced federal defense attorney is critical.
How does a lawyer defend against securities fraud charges in Maryland?
Defense strategies for securities fraud in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under federal statutes to build the strongest possible defense.
Defense strategies include challenging evidence, examining procedural compliance, and negotiating with prosecutors.
What should I do if I am facing securities fraud charges in Maryland?
If facing securities fraud charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
Contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all documents and evidence.
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Last verified: April 2026