Insider trading in St. Mary’s County is a federal crime under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years in prison and $5 million in fines. Law Offices Of SRIS, P.C. has extensive criminal defense experience in St. Mary’s County, Maryland. Call (888) 437-7747 for a consultation by appointment.
Insider Trading Lawyer St Marys County, Maryland
Insider trading is the buying or selling of securities based on material, non-public information. This practice violates federal securities laws, specifically 15 U.S.C. § 78j(b) and SEC Rule 10b-5. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in federal court. Penalties for insider trading include up to 20 years in prison, fines up to $5 million for individuals, and potential disgorgement of profits. The Securities and Exchange Commission (SEC) may also bring civil enforcement actions seeking fines and injunctions. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., ‘Advocacy Without Borders,’ brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the District of Maryland | justice.gov
For the full text of the federal securities laws, see 15 U.S.C. § 78j(b) (U.S. Department of Justice — official site) and SEC Rule 10b-5 (U.S. Securities and Exchange Commission — official site).
In the U.S. District Court for the District of Maryland, prosecutors routinely use grand jury subpoenas and wiretaps to build insider trading cases. We have observed that early intervention can significantly affect the outcome.
- Do not speak to investigators without your attorney present.
- Preserve all trading records, emails, and communications.
- Contact a federal criminal defense lawyer immediately.
- Do not destroy or alter any documents.
- Understand that federal sentencing guidelines apply.
- Prepare for a lengthy legal process.
In St. Mary’s County, insider trading carries penalties under federal law: up to 20 years imprisonment and fines up to $5 million for individuals.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (individual) | Federal Felony | Up to 20 years | Up to $5 million | Potential SEC bar from securities industry | Disgorgement of profits; supervised release; asset forfeiture |
| Insider Trading (entity) | Federal Felony | N/A | Up to $25 million | Potential SEC bar | Disgorgement; corporate monitoring; reputational harm |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Law Offices Of SRIS, P.C. — Advocacy Without Borders — has handled numerous federal criminal cases in Maryland. Our team includes former prosecutors who understand how the government builds its cases.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in St. Mary’s County. Firm-wide, SRIS has handled 4,739+ documented case results across VA, MD, DC, NY and NJ, with a favorable-outcome rate above 93%. Results may vary.
Our location in Rockville is approximately 60 miles from the District Court of MD for St. Mary’s County, with access via Route 5 and Route 235. We serve as an insider trading lawyer near St. Mary’s County. Serving the communities of Leonardtown, Lexington Park, California, Great Mills, Hollywood, Mechanicsville (MD). 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E Montgomery Ave Suite 100 Room 211, Rockville, MD 20850
Phone: (888) 437-7747 | By appointment only
Frequently Asked Questions About Insider Trading in St. Mary’s County
What is Probation Before Judgment (PBJ) in St. Mary’s County, Maryland?
PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for St. Mary’s County (23110 Leonard Hall Drive, Leonardtown, MD 20650). After probation, PBJ cases can be expunged (3-year waiting period). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
Can I get my criminal record expunged in St. Mary’s County, Maryland?
Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in St. Mary’s County are expunged through the court where the case was heard (District Court of MD for St. Mary’s County). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
What happens after a criminal arrest in St. Mary’s County, Maryland?
After arrest in St. Mary’s County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for St. Mary’s County (23110 Leonard Hall Drive, Leonardtown, MD 20650). Felonies go to St. Mary’s County Circuit Court. Bail set by District Court commissioner at initial appearance; Maryland permits pretrial release on personal recognizance, bail, or conditions of release; bail review hearing in District Court within 24 hours if detained; public defender eligibility based on income; court costs: approximately $22.50-$55. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
Do I need a lawyer for a misdemeanor in St. Mary’s County, Maryland?
Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for St. Mary’s County can negotiate PBJ (no conviction on record) or dismissal. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes. Contact SRIS at (888) 437-7747.
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
How does a lawyer defend against insider trading charges?
Defense strategies for insider trading may include challenging the materiality of the information, examining procedural compliance by investigators, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) to build the strongest possible defense.
What should I do if I am facing insider trading charges?
If facing insider trading charges, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
What are the penalties for insider trading?
Penalties for insider trading depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, consequences may include up to 20 years in prison, fines up to $5 million for individuals, disgorgement of profits, and supervised release. Consult a federal criminal attorney for case-specific guidance.
Learn more about our services: Criminal Defense Lawyer Maryland. For related matters, see Petit Larceny Lawyer Frederick County and Assault Lawyer Frederick County.
Last verified: April 2026 | Page generated: 2026-04-29