Federal insider trading is defined under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, which prohibit the purchase or sale of securities based on material, non-public information. In New Jersey, these charges are prosecuted by the U.S. Attorney’s Office for the District of New Jersey, with cases heard in the U.S. District Court for the District of New Jersey. The maximum penalty for an individual is 20 years in federal prison and a $5 million fine, with no parole in the federal system. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience.
Last verified: April 2026 | Superior Court of NJ, Somerset Vicinage | New Jersey Legislature
For official statutes, see N.J.S.A. Title 2C (New Jersey Code of Criminal Justice) — official site and U.S. Department of Justice — official site.
In the Superior Court of NJ, Somerset Vicinage, prosecutors routinely handle insider trading cases with significant resources from federal agencies such as the FBI and SEC. We have observed that early intervention and a proactive defense strategy are critical to achieving favorable outcomes.
- Do not discuss the case with anyone except your lawyer.
- Preserve all relevant documents and evidence.
- Contact a federal criminal attorney immediately.
- Understand the charges and potential penalties.
- Build a defense strategy with your attorney.
In Somerset County, insider trading carries penalties including up to 20 years in federal prison and a $5 million fine for individuals.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Individual) | Federal Felony | Up to 20 years | Up to $5 million | Potential professional license revocation | Forfeiture, restitution, supervised release |
| Insider Trading (Entity) | Federal Felony | N/A | Up to $25 million | Potential business license revocation | Forfeiture, restitution, corporate monitoring |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has extensive criminal defense experience, including in federal insider trading cases.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Somerset County, with 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ. Results may vary. Case results depend on a variety of factors unique to each case.
Our location in Tinton Falls is approximately 40 miles from the Superior Court of NJ, Somerset Vicinage, with access via I-287 and Route 22. Insider Trading Lawyer Somerset County services are available near Somerset County. Serving the communities of Somerville, Bridgewater, Franklin Township, Bound Brook, Hillsborough, Warren Township, Watchung, Bernardsville, Bedminster. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — New Jersey
44 Apple St, 1st Floor, Tinton Falls, NJ 07724
Phone: (609) 983-0003 | Toll-Free: (888) 437-7747
By appointment only.
Frequently Asked Questions
Does New Jersey have cash bail?
No. NJ abolished cash bail in January 2017 under the Criminal Justice Reform Act.
No. NJ abolished cash bail in January 2017 under the Criminal Justice Reform Act. Pretrial release in Somerset County is determined by a Public Safety Assessment (PSA) — a computerized risk score, not money. There are no bail bondsmen in NJ. Cases heard at Superior Court of NJ, Somerset Vicinage (20 North Bridge Street, Somerville, NJ 08876). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
What is Pre-Trial Intervention (PTI) in Somerset County, New Jersey?
PTI is a diversionary program for first-time indictable (felony) offenders in Somerset County.
PTI is a diversionary program for first-time indictable (felony) offenders in Somerset County. Successful completion of 1-3 years of supervision results in complete dismissal of charges. Applications processed through Superior Court of NJ, Somerset Vicinage. Conditional discharge is the Municipal Court equivalent for first-time drug possession. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
Can I get my NJ criminal record expunged?
Yes. NJ allows expungement after waiting periods: 5 years for indictable crimes, 2 years for disorderly persons.
Yes. NJ allows expungement after waiting periods: 5 years for indictable crimes, 2 years for disorderly persons. NJ’s Clean Slate law expanded eligibility. PTI completions result in automatic dismissal. Petitions filed in Somerset County Superior Court. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
What is a disorderly persons offense in Somerset County, NJ?
A disorderly persons offense is NJ’s equivalent of a misdemeanor — up to 6 months jail/$1,000 fine.
A disorderly persons offense is NJ’s equivalent of a misdemeanor — up to 6 months jail/$1,000 fine. Heard in Superior Court of NJ, Somerset Vicinage (20 North Bridge Street, Somerville, NJ 08876). Petty disorderly persons: up to 30 days/$500. Indictable crimes (felonies) are heard in Somerset County Superior Court. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole.
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
How does a New Jersey lawyer defend against insider trading charges?
Defense strategies for insider trading in New Jersey may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors.
Defense strategies for insider trading in New Jersey may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under federal statutes to build the strongest possible defense.
What should I do if I am facing insider trading charges in New Jersey?
If facing insider trading charges in New Jersey, contact a federal criminal attorney immediately.
If facing insider trading charges in New Jersey, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under New Jersey law require prompt action.
What are the penalties for insider trading in New Jersey?
Penalties for insider trading in New Jersey depend on the specific charges, prior record, and circumstances.
Penalties for insider trading in New Jersey depend on the specific charges, prior record, and circumstances. Under federal statutes, consequences may include fines, jail time, probation, or other sanctions. Consult a New Jersey federal criminal attorney for case-specific guidance.
Learn more about our services: Disorderly Persons Offense Lawyer New Jersey (hub page). Explore related pages: Simple Assault Defense Lawyer Gloucester County, Trespassing Lawyer Gloucester County, and Marijuana Possession Lawyer Gloucester County.
Last verified: April 2026
Attorney responsible for this advertising: Mr. Sris.