Insider trading in Howard County, Maryland, is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years in prison and a $5 million fine. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Howard County. An Insider Trading Lawyer Howard County can help you handle these serious charges.
Insider Trading Lawyer Howard County, Maryland
Federal insider trading is defined under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, which prohibit the buying or selling of securities based on material non-public information. This statute applies to individuals who trade while in possession of confidential corporate information, as well as those who tip others. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in Howard County, with cases heard at the U.S. District Court for the District of Maryland (Greenbelt Division). Penalties include up to 20 years imprisonment and fines up to $5 million for individuals. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the District of Maryland | 15 U.S.C. § 78j(b)
For official statutory text, visit: 15 U.S.C. § 78j(b) (Cornell LII — official U.S. Code) and SEC Rule 10b-5 (SEC.gov — official site).
In the U.S. District Court for the District of Maryland, prosecutors routinely use electronic surveillance and trading records to build insider trading cases. We have observed that early engagement with a federal criminal defense lawyer can significantly affect the outcome.
- Do not speak to investigators without counsel present.
- Preserve all trading records, emails, and communications.
- Contact a federal criminal defense lawyer immediately.
- Prepare for potential grand jury subpoenas or SEC inquiries.
- Evaluate defense strategies such as lack of materiality or no breach of duty.
- Negotiate with prosecutors if appropriate, but only through your attorney.
In Howard County, insider trading carries penalties under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, including up to 20 years imprisonment and fines up to $5 million for individuals.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (individual) | Federal felony | Up to 20 years | Up to $5 million | Potential SEC bar from securities industry | Forfeiture of profits, supervised release, restitution |
| Insider Trading (entity) | Federal felony | N/A | Up to $25 million | Potential SEC bar from securities industry | Forfeiture of profits, supervised release, restitution |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our firm has extensive criminal defense experience in federal courts, including the U.S. District Court for the District of Maryland. We understand the details of insider trading cases and the strategies needed to defend against them.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Howard County. Firm-wide, SRIS has handled 4,739+ documented case results across VA, MD, DC, NY and NJ, with over 93% favorable outcomes. Results may vary.
Our location in Rockville, MD is approximately 20 miles from the U.S. District Court for the District of Maryland (Greenbelt Division), with access via I-95 and Route 29. As an Insider Trading Lawyer Howard County, we serve the communities of Columbia, Ellicott City, Elkridge, Clarksville, Highland, Savage, Jessup, and Laurel. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in Howard County
What is insider trading under federal law?
Insider trading is the buying or selling of securities based on material non-public information, prohibited under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. Maximum penalty: 20 years and $5 million fine for individuals. Cases are prosecuted by the U.S. Attorney’s Office in the District of Maryland.
Insider trading is the buying or selling of securities based on material non-public information, prohibited under 15 U.S.C. § 78j(b).
What should I do if I am facing insider trading charges in Howard County, Maryland?
Contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action. SRIS, P.C. can help at (888) 437-7747.
Contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer.
How does a lawyer defend against insider trading charges in Howard County, Maryland?
Defense strategies for insider trading may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) to build the strongest possible defense.
What are the penalties for insider trading in Howard County, Maryland?
Penalties for insider trading depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, consequences may include fines up to $5 million, imprisonment up to 20 years, probation, or other sanctions. Consult a federal criminal attorney for case-specific guidance.
Do I need a federal criminal defense lawyer for insider trading charges in Howard County, Maryland?
Yes, immediately. Federal cases at U.S. District Court for the District of Maryland are prosecuted by the U.S. Attorney’s Office with federal investigative resources (FBI, SEC) and carry federal sentencing guidelines that often include mandatory minimums. State-court experience does not translate. Early engagement before indictment materially affects outcomes. Law Offices Of SRIS, P.C. — (888) 437-7747, by appointment only.
Learn more about our services: Criminal Defense Lawyer Maryland. Also explore: Petit Larceny Lawyer Frederick County and Assault Lawyer Frederick County.
Last verified: April 2026. This page was generated on 2026-04-29.