Insider Trading Lawyer Maryland
Insider trading in Maryland is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years imprisonment and a $5 million fine for individuals. Law Offices Of SRIS, P.C. has extensive criminal defense experience across Maryland. Call (888) 437-7747 for a consultation by appointment.
Federal Insider Trading Law in Maryland
Insider trading involves buying or selling securities based on material non-public information, prohibited under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases, with maximum penalties including 20 years imprisonment and a $5 million fine for individuals. Federal sentencing guidelines apply, and there is no parole in the federal system. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the District of Maryland | U.S. Department of Justice
Official Legal References
Insider Trading Defense in Maryland: What You Need to Know
In the U.S. District Court for the District of Maryland, prosecutors routinely rely on trading patterns, communications, and experienced testimony to build insider trading cases. We have observed that early intervention is critical to preserving defenses.
- Do not discuss the case with anyone except your lawyer.
- Preserve all relevant documents and evidence.
- Contact a federal criminal attorney immediately.
- Do not destroy any evidence.
- Follow your attorney’s advice regarding communications with investigators.
In Maryland, insider trading carries up to 20 years imprisonment and a $5 million fine for individuals under 15 U.S.C. § 78j(b) / SEC Rule 10b-5.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading | Federal Felony | Up to 20 years | Up to $5 million (individuals) | Potential SEC sanctions | Asset forfeiture, supervised release, restitution |
Results may vary.
Why Choose Law Offices Of SRIS, P.C. for Insider Trading Defense in Maryland?
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our team includes Kristen M. Fisher, Former Maryland Assistant State’s Attorney, who brings firsthand prosecutorial experience to your defense.
Your Insider Trading Defense Team
Case Results in Maryland
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Maryland. Firm-wide across VA, MD, DC, NY and NJ, the firm has 4,739+ documented results with a favorable-outcome rate above 93%. Results may vary.
Our Maryland Location
Our location in Rockville is accessible from the U.S. District Court for the District of Maryland via I-270 and I-495. Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, and all Maryland counties. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211
Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in Maryland
What is insider trading under federal law?
Insider trading involves buying or selling securities based on material non-public information, prohibited under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. Maximum penalty: 20 years imprisonment and a $5 million fine for individuals. Cases are prosecuted in the U.S. District Court for the District of Maryland.
What should I do if I am facing insider trading charges in Maryland?
If facing insider trading charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
How does a Maryland lawyer defend against insider trading charges?
Defense strategies for insider trading in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) / SEC Rule 10b-5 to build the strongest possible defense.
What are the penalties for insider trading in Maryland?
Penalties for insider trading in Maryland depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include up to 20 years imprisonment, fines up to $5 million for individuals, and asset forfeiture. Consult a Maryland federal criminal attorney for case-specific guidance.
What is the difference between insider trading and securities fraud?
Insider trading is a form of securities fraud that involves trading on material non-public information. Securities fraud under 18 U.S.C. § 1348 covers a broader range of misconduct, including market manipulation and material misrepresentation, with penalties up to 25 years. Both are prosecuted federally in Maryland.
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Last verified: April 2026