Insider Trading Lawyer Montgomery County, Maryland
Federal insider trading charges under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 carry up to 20 years in federal prison and $5 million in fines. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Montgomery County, Maryland. You need an Insider Trading Lawyer Montgomery County who understands federal securities laws and local court procedures.
Federal insider trading is defined under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 as buying or selling securities based on material, non-public information. The law prohibits anyone who possesses material non-public information from trading on that information or tipping others who trade. In Montgomery County, these cases are prosecuted by the U.S. Attorney’s Office for the District of Maryland. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience.
Last verified: April 2026 | District Court of MD for Montgomery County | Maryland Courts official site
For the full text of federal securities laws, see 15 U.S.C. § 78j(b) / SEC Rule 10b-5 (U.S. Department of Justice — official site) and Federal Sentencing Guidelines (U.S. Courts — official site).
In the U.S. District Court for the District of Maryland (Greenbelt Division), federal prosecutors routinely use grand jury subpoenas, wiretaps, and cooperating witnesses to build insider trading cases. We have observed that early intervention is critical to preserving your rights.
- Do not discuss the case with anyone except your attorney.
- Preserve all documents, emails, and financial records.
- Contact a federal criminal defense attorney immediately.
- Do not destroy or alter any evidence.
- Understand that federal sentencing guidelines apply and there is no parole.
- Prepare for a lengthy legal process, typically 6-18 months.
In Montgomery County, federal insider trading carries up to 20 years imprisonment and $5 million in fines for individuals.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5 million (individuals) | Potential SEC bars from securities industry | Forfeiture, restitution, supervised release |
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million | Potential SEC bars from securities industry | Forfeiture, restitution, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Advocacy Without Borders is the firm’s guiding principle, ensuring clients receive dedicated representation regardless of case complexity.
Law Offices Of SRIS, P.C. has 21 documented results in Montgomery County: 2 dismissed or not guilty, 19 reduced or amended — a favorable-outcome rate of 95%. Results may vary. Case results depend on a variety of factors unique to each case.
Our location in Rockville is approximately 3 miles from the District Court of MD for Montgomery County, with access via I-270 and Route 355. If you need an Insider Trading Lawyer Montgomery County, we serve the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, and Chevy Chase. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Rockville Location: 199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850 | (888) 437-7747 | By appointment only.
Frequently Asked Questions
What is Probation Before Judgment (PBJ) in Montgomery County, Maryland?
Yes. PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). After probation, PBJ cases can be expunged (3-year waiting period).
Yes. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County.
Can I get my criminal record expunged in Montgomery County, Maryland?
Yes. Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Montgomery County are expunged through the court where the case was heard (District Court of MD for Montgomery County).
Yes. Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions.
What happens after a criminal arrest in Montgomery County, Maryland?
After arrest in Montgomery County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). Felonies go to Montgomery County Circuit Court.
After arrest in Montgomery County, you will have an initial appearance before a District Court commissioner who sets bail.
Do I need a lawyer for a misdemeanor in Montgomery County, Maryland?
Yes. Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal.
Yes. Many Maryland misdemeanors carry significant penalties, and an attorney can negotiate PBJ or dismissal.
How does a Maryland lawyer defend against insider trading charges?
Defense strategies for insider trading in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) / SEC Rule 10b-5 to build the strongest possible defense.
Defense strategies may include challenging evidence, examining procedural compliance, and negotiating with prosecutors.
What should I do if I am facing insider trading charges in Maryland?
If facing insider trading charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
Contact a federal criminal attorney immediately and do not discuss the case with anyone except your lawyer.
What are the penalties for insider trading in Maryland?
Penalties for insider trading in Maryland depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include up to 20 years imprisonment, up to $5 million in fines, forfeiture, restitution, and supervised release. Consult a Maryland federal criminal attorney for case-specific guidance.
Penalties may include up to 20 years imprisonment and up to $5 million in fines.
Learn more about our Criminal Defense Lawyer Maryland services. For related practice areas, see our Petit Larceny Lawyer Frederick County and Assault Lawyer Frederick County pages. For cross-practice area information, explore our DUI Lawyer Fairfax VA and Criminal Defense Lawyer Fairfax VA pages.
Last updated: 2026-04-29