Securities fraud in Rockville, Maryland, is prosecuted under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, carrying up to 25 years in federal prison. Law Offices Of SRIS, P.C. has 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ. A Securities Fraud Lawyer Rockville can help you handle these serious charges.
Securities Fraud Lawyer Rockville, Maryland
Federal securities fraud, codified under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, prohibits insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. In Rockville, these charges are prosecuted by the U.S. Attorney’s Office for the District of Maryland. A conviction can result in up to 25 years of imprisonment, substantial fines, and asset forfeiture. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the District of Maryland | 18 U.S.C. § 1348
For official statutory text, see 18 U.S.C. § 1348 (Cornell LII — official site) and 15 U.S.C. § 78ff (Cornell LII — official site).
In the U.S. District Court for the District of Maryland, federal prosecutors routinely use grand jury subpoenas and wiretaps to build securities fraud cases. We have observed that early intervention can often prevent indictment.
- Do not speak to investigators without your attorney present.
- Preserve all financial records and communications.
- Contact a Securities Fraud Lawyer Rockville immediately.
- Attend all court hearings at Montgomery County Circuit Court or federal court.
- Review all discovery materials with your legal team.
- Consider pre-indictment negotiation strategies.
In Rockville, securities fraud carries a maximum penalty of 25 years imprisonment, fines up to $5 million for individuals, and mandatory restitution.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million (individuals) | Potential SEC bar from securities industry | Asset forfeiture, restitution, supervised release |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5 million (individuals) | Potential SEC bar from securities industry | Disgorgement of profits, civil penalties |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our team includes Kristen M. Fisher, Former Maryland Assistant State’s Attorney, Of Counsel (independent attorney working with Law Offices Of SRIS, P.C.), who dedicates 75% of her practice to litigation. Advocacy Without Borders is our guiding principle.
Law Offices Of SRIS, P.C. has 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, with a favorable-outcome rate above 93%. In Montgomery County, the firm has handled multiple securities fraud and related white-collar cases, achieving dismissals and favorable dispositions. Results may vary. Case results depend on a variety of factors unique to each case.
Our location in Rockville is approximately 2 miles from Montgomery County Circuit Court, with access via I-270 and Route 355 (Rockville Pike).
Securities fraud lawyer near Rockville.
Serving the communities of Rockville, Twinbrook, Rockville Town Center, King Farm, Fallsmead, and the Potomac border.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
(888) 437-7747
By appointment only.
Frequently Asked Questions
What is Probation Before Judgment (PBJ) in Montgomery County, Maryland?
PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). After probation, PBJ cases can be expunged (3-year waiting period).
What happens after a criminal arrest in Montgomery County, Maryland?
After arrest in Montgomery County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). Felonies go to Montgomery County Circuit Court.
Do I need a lawyer for a misdemeanor in Montgomery County, Maryland?
Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal. Contact SRIS at (888) 437-7747.
How does a Maryland lawyer defend against securities fraud charges?
Defense strategies for securities fraud in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 / 15 U.S.C. § 78ff to build the strongest possible defense.
What should I do if I am facing securities fraud charges in Maryland?
If facing securities fraud charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Maryland law require prompt action.
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Last updated: 2026-04-29