Securities Fraud Lawyer in Washington County, New York
Securities fraud in Washington County is prosecuted under federal law, including 18 U.S.C. § 1348, carrying up to 25 years in federal prison. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Washington County, New York. The firm-wide record includes 4,739+ documented results across VA, MD, DC, NY and NJ with a favorable-outcome rate above 93%.
Understanding Securities Fraud Charges in Washington County
Securities fraud, defined under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, covers insider trading, market manipulation, and material misrepresentation in connection with securities transactions. In Washington County, these cases are prosecuted in the U.S. District Court for the Northern District of New York (NDNY). The maximum penalty for securities fraud is 25 years in federal prison, with no parole in the federal system. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience.
Last verified: April 2026 | Washington County Supreme Court | New York State Legislature
Official Legal References
For the full text of federal securities fraud statutes, see 18 U.S.C. § 1348 (U.S. Department of Justice — official site). For New York criminal procedure, see New York Criminal Procedure Law (CPL) (New York State Senate — official site).
Insider Knowledge: How Securities Fraud Cases Are Handled in Washington County
In Washington County Supreme Court, prosecutors routinely seek federal indictments for securities fraud. We have observed that the U.S. Attorney’s Office for the Northern District of New York aggressively pursues these cases. The grand jury process is a critical stage where your attorney can challenge evidence.
- Do not speak to investigators without your attorney present.
- Preserve all financial documents and communications.
- Contact a securities fraud lawyer immediately.
- Do not discuss your case with anyone except your lawyer.
- Follow your attorney’s advice regarding any subpoenas or court appearances.
- Understand that federal sentencing guidelines apply and there is no parole.
In Washington County, securities fraud carries a maximum penalty of 25 years in federal prison, substantial fines, and forfeiture of assets.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 | Loss of professional licenses | Forfeiture, restitution, supervised release |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 | Loss of securities licenses | Disgorgement of profits, civil penalties |
Results may vary.
Why Choose Law Offices Of SRIS, P.C. for Securities Fraud Defense
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm’s background in accounting and information systems is directly applicable to complex financial cases like securities fraud. Mr. Sris personally handles complex criminal defense matters, ensuring direct attorney involvement in your case.
Your Securities Fraud Defense Attorney
Case Results in Securities Fraud and Related Matters
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Washington County. The firm-wide record includes 4,739+ documented results across VA, MD, DC, NY and NJ. In theft/fraud/property cases, the firm has achieved 92 documented results, with 59 dismissals or not guilty verdicts, 28 reductions or amendments, and 5 other favorable outcomes — a favorable-outcome rate of 95%.
Results may vary.
Our Location and Service Area
Our location in Buffalo is approximately 180 miles from Washington County Supreme Court, with access via I-87 and I-90. We serve as a securities fraud lawyer near Washington County. Serving the communities of Fort Edward, Hudson Falls, Greenwich, Cambridge, Granville, Salem, Whitehall, and Kingsbury. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C.
50 Fountain Plaza, Suite 1400, Office No. 142
Buffalo, NY 14202
(838) 292-0003
By appointment only.
Frequently Asked Questions About Securities Fraud in Washington County
Does New York have cash bail?
Yes. NY reformed bail in 2020, eliminating cash bail for most misdemeanors and non-violent felonies. Most defendants in Washington County are released on recognizance. Criminal cases heard at Washington County Criminal Court (Washington County, NY). ACD (Adjournment in Contemplation of Dismissal) available for many first offenses — charges dismissed after 6-12 months. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
Yes, NY eliminated cash bail for most misdemeanors and non-violent felonies in 2020.
What is an ACD in Washington County, New York?
Adjournment in Contemplation of Dismissal (ACD) is a NY disposition where charges are adjourned for 6-12 months and automatically dismissed if you have no new arrests. Available for many first offenses at Washington County Criminal Court (Washington County, NY). ACD records can be sealed. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
Can I get my criminal record sealed in Washington County, New York?
NY offers conditional sealing under CPL § 160.59 for qualifying convictions (up to 2) after 10 years. ACD results in automatic sealing. Marijuana offenses have expanded eligibility. Cases in Washington County sealed through the court. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
What is the penalty for a misdemeanor in Washington County, New York?
Class A misdemeanor in Washington County: up to 1 year jail. Class B: up to 3 months. Violations: up to 15 days. Cases heard at Washington County Criminal Court (Washington County, NY). NY’s 2020 bail reform means most misdemeanor defendants are released without bail. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
How does a New York lawyer defend against securities fraud charges?
Defense strategies for securities fraud in New York may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense.
What should I do if I am facing securities fraud charges in New York?
If facing securities fraud charges in New York, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
Related Legal Resources
Learn more about our criminal Lawyer NY services. For related practice areas, see our Simple Assault Defense Lawyer Orange County and Simple Assault Defense Lawyer Warren County pages. Also explore DWI Lawyer Washington County.
Last updated: 2026-04-29
By appointment only.